Broker Check

April 2025

April 30th

May 2025

May 15th

  • Mid-Year Compliance Check - Records

June 2025

June 1st

  • Submit Prescription Drug Data Collection (RxDC) Reporting for previous Calendar Year

June 17th 

  • Quarter 2 2025 Estimated Tax Payments Due

June 30th

  • Return of Excess (ROE) Distribution for Failed ADP/ACP Tests - Eligible Automatic Contribution Arrangement (EACA) 

July 2025

July 29th

  • Provide Summary of Material Modification (SMM) to Plan Participants

July 31st

August 2025

August 1st

  • Mid-Year Compliance Check - Policies

September 2025

September 16th

  • Quarter 3 2025 Estimated Tax Payments Due
  • Extended Calendar-Year tax Returns Due

September 30th

  • Provide Employees and Beneficiaries a Summary Annual Report (SAR) of Benefit Plan's Financial Health

October 2025

October 15th

  • Provide Medicare Disclosure Notice
  • Extended Calendar-Year Tax Returns Due
  • Extended Deadline Retirement Plan Due (Form 5500- 401k)- see the 5500 series

October 31st

  • Deposit of Unemployment Taxes (Form 940) Due
  • Quarterly Federal Tax Return (Form 941) Due 

November 2025

November 1st

  • Distribute Open Enrollment Announcements - Employers are responsible for notifying employees of an upcoming open enrollment period.
  • Review and Update Employee Classification to Ensure Compliance

November 18th

  • Distribute Federal and Company Holiday Guidelines

December 2025

December 1st

  • Notify Employees of Benefits or Compensation Effective January 1, 2026
  • Distribute 401K Safe Harbor, QDIA and automatic Enrollment


December 16th

  • Q4 2025 Estimated Tax Payments Due


December 31st

  • Conduct End-of-Year Compliance Activities and Nondiscrimination Testing
  • Review Year-End Payroll Processing and Initiate Coming Payroll Year